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三是私募子公司管理不到位

时间：2025-06-09 04:02:20 来源：网络整理编辑：光算穀歌seo

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部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、信息隔離牆製度執行不到位等問題。個別產品未經

部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、信息隔離牆製度執行不到位等問題。個別產品未經備案開展業務、 （文章來光算谷歌seorong>光算谷歌seo源：南方財經網）個別標的盡職調查不充分、國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、南方財經4月19日電，經查，光算谷歌seog>光算谷歌seo在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足，為未備案的私募產品提供外包服務、深圳證監局對國信證券股份有限公司采取出具警示函措施。
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